Shenzhen Securities Regulatory Bureau Orders Shenzhen Qifu Securities Investment Consulting Co., Ltd. to Correct Violations

Shenzhen Qifu Securities Investment Advisory Co., Ltd. was ordered to correct its practices by the Shenzhen Regulatory Bureau of the China Securities Regulatory Commission due to issues such as conducting business and marketing without proper registration, misleading promotional activities, inadequate compliance management, and insufficient investor suitability management. The company must submit a written rectification report within 30 days. (Shenzhen Regulatory Bureau of the CSRC)

View Original
This page may contain third-party content, which is provided for information purposes only (not representations/warranties) and should not be considered as an endorsement of its views by Gate, nor as financial or professional advice. See Disclaimer for details.
  • Reward
  • Comment
  • Repost
  • Share
Comment
Add a comment
Add a comment
No comments
  • Pin